A central focus of criminology theory is the question
of how do we deal with the criminal? Do we deter him from crime with
punishment, or do we rehabilitate him so that he goes and sins no
more? We will be considering the argument of a police chief
advocating deterrence and a prison warden advocating rehabilitation.
It can be further seen that these policies derive their philosophic
basis from two different theories of criminology. The concept of
deterrence is derived primarily from the classical school, while the
method of rehabilitation is based primarily on positivist thought.
There
are three major difference between the positivist and classical
schools of criminology theory. These difference can be better
illustrated by a closer look at each school in turn.
The
classical school is the oldest school, and it's development was
driven more by concepts of lawmaking then the understanding of
criminals. It's earliest theorists, Beccaria and Bentham “proposed
that both the law and the administration of justice should be based
on rationality and human rights” (Williams & McShane, 2014
p15). Perhaps the central tenant of the classical school is the
concept of free will, as “classical law emphasized moral
responsibility “ (Williams & McShane, 2014, p18). Deterrence,
or using the fear of punishment to force people to make rational
decisions was based on the idea that “people were basically
self-interested and, without restraint, would act in ways that
conflict with the interests of others. Prop” (Williams &
McShane, 2014, p20)
There
are several lines of positivist thought, but the common denominator
of the school is the search for scientific bases to describe criminal
behavior. Some sub-schools of positivist thought are based on
biological, psychological, and social studies. These can be
generalized into environmental and/or genetic factors.”Many
criminologists use the term 'positivism' to mean an approach that
studies human behavior through the use of the traditional scientific
method. (Williams & McShane, 2014, p.29). However, the
positivism movement can be criticized for reducing the causes of
crime to checkmarks in a lab notebook, and ignoring the moral
questions that free will as a criminal cause; “Embracing the
scientific method, positivists took a deterministic stance toward
behavior and left behind the Classical School’s insistence that
humans are rational beings with free will” (Williams & McShane,
2014, p.35
The
following chart summarized the three major differences in the two
schools' approach to crime:
Classical
|
Positivist
|
Legal basis
|
Scientific or
empirical basis
|
Free Will
|
Factors based on
genetics and/or environment
|
Concerned with
stopping criminal behavior
|
Focused on explaining
criminal behavior
|
There
are certainly positivist attempts to assign criminal behavior to any
factors other then free will. Sheldon posited that men with athletic
and aggressive personalties were more prone to crime. (Rpi.edu, Para
22). And yet it would be reasonable to counter that a man with the
physical ability to take what he wanted would make a rational
decision to use that physical ability as opposed to relying on legal
solutions with less certain probabilities of success.. But it would
be a mistake to ignore completely the effects that environment and
biology can have on the moral world view in which free will choices
are made. The Khmer Rouge, for example, created an environment in
which young people were trained to commit all sorts of atrocious
crimes. Mentally handicapped people can not be expected to know
right from wrong.
This
presents two questions;whether all criminal behavior is rational,
and does the lack of a rational decision to commit crime limit the
ability of punishment . No, much of crime is emotional, a lack of
self control and the failure to exercise free will . "Criminality
is a time invariant personality trait, namely self-control"
(Engel, 2012, p.15) In the case of extremes we can see where insane
criminals are “driven” to commit murder, yet still exhibit free
will by making rational choices with the goal to avoid detection
and capture. The semantics of whether a criminal “can not” or
“will not” make free will decisions that do not hurt other
members of society does not matter,; the point is that he will make
the criminal decision, and he must be dealt with on that basis to
prevent him from committing further crimes.
The
debate between the chief and the warden are limited by the
“either/or” assumptions made by both the classical and positivist
positions. Free will can not exist in situations where there is no
legal responsibility, i.e., juveniles, nor in people without the
mental capacity to make rational decisions, such as mentally
handicapped people. Positivist assumptions ignore that people are
different; where the Chicago school excuses away the free will
choices of an inner-city criminal, it ignores the man that grows up
in the exact same conditions and yet manages to hold down three jobs
with the goal of getting his children out of that environment. The
chief relies on deterrence, based on the concept that “People will
engage in criminal and deviant activities if they do not fear
apprehension and punishment. (Keel, 2005, para 6). The chief's
reliance on deterrence may not work as well as well as he would like:
“it should be noted the vast majority of deterrence research has
failed to find any substantial deterrent effect for legal sanctions.
“(Williams & McShane, 2014, p22 ). Unfortunately, the warden's
reliance on rehabilitation is also not a cure-all. Juvenile programs
designed around rehabilitative theory have shown significant rates
of failure. A New York State Office of Children and Family Services
[OFCS] study of recidivism showed that 49% of program participants
were re-arrested within 1 year of release, and that 66% were
re-arrested within two years of release (2013, p.2) .
Traditionally,
classical methods of dealing with criminals have been in the United
States due to the guiding myth of American as an individualist
society reaping the benefits of free will solutions. Mead presents
the idea that much of American political identification is based on
what he terms “the Jacksonian Tradition” , in which individuals
are held responsible for their own behavior. (Mead, 1999). However,
there has been no shortage of policies based upon positivist theory,
and this too, has a long history in America. “Appalled
by the brutality that had defined European dungeons and jails, the
Quakers envisioned a true penitentiary-
a peaceful (if compulsory) sanctum where offenders could study the
scriptures, repent, and reenter society as rescued, reformed, and
pious citizens “
(PBS, 2007, para 3).
However,
we can not simply decide that both the chief and the warden are
wrong, and leave it at that. Both are dedicated to the security of
the community, and both have careers full of training and experience
to draw from. So let us look to possible solutions to the recidivist
question: within the concept of deterrence lies general deterrence
and specific deterrence. McShane and Williams have already contended
that deterrence does not work, so let us look at specific deterrence,
and specifically within specific deterrence at the idea of
incapacitation. Incapacitation in the form of incarceration “
reduces the threat they constitute to the general population”
(Keel, 2005, para 6). Finally, the ultimate form of incapacitation
is the death penalty, which guarantees the offender will not commit
another crime. Incarceration and execution also serve the needs of
society for retribution, which is a classical school consideration
In defense of the warden, we must return to our own earlier assertion
that not all people are the same, as well as return to the figures
that OFCS presents, and admit that rehabilitation does work for some
people. Instead of making this an “either/or” judgment, we can
look to the idea that each method of crime control has applicability
in certain situations. It makes no sense to apply the death sentence
to a petty thief, and it makes no sense to put a multiple offense
child molester back on the streets in the hopes that treatment will
control him “this time”
References
Criminology : the study of crime and behavior Retrieved April 10, 2014 from
http://homepages.rpi.edu/~verwyc/lawchap5.htm
Engel,
C. (2012, February). Low self-control as a source of crime: a
meta-study. Preprints
of the Max Planck Institute for Research on Collective Goods.
Bonn. Retrieved February 4, 2014 from
http://www.coll.mpg.de/pdf_dat/2012_04online.pdf
Keel, R. (2005). Rational Choice and Deterrence Theory. Retrieved April 10, 2014 from http://www.umsl.edu/~keelr/200/ratchoc.html
Mead,
W. (1999). The Jacksonian Tradition. The
National Interest Winter 1999-2000. Retrieved
April 8, 2014 from
http://nationalinterest.org/article/the-jacksonian-tradition-939
OFCS
Fact Sheet: Recidivism among juvenile delinquents and offenders
released from residential care in 2008.
(2011). New York State Office of Children and Family Services.
Retrieved February 11, 2014 from
http://www.ocfs.state.ny.us/main/detention_reform/Recidivism%20fact%20sheet.pdf
PBS.org.
(2007, December 28). A Brief History of America's Penal Philosophy.
Bill
Moyer's Journal.
Retrieved April 10, 2014 from
http://www.pbs.org/moyers/journal/12282007/penalphilosophy.html
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